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Citizenship Up For Grabs: The Supreme Court And Immigrationby Mark R. Levin
The Constitution
does not constitute us as ‘Platonic Guardians’ nor does it vest in this Court
the authority to strike down laws because they do not meet our standards of
desirable social policy, ‘wisdom,’ or ‘common sense.’ ... We trespass on
the assigned function of the political branches under our structure of limited
and separated powers when we assume a policymaking role. — Chief Justice
Warren Burger1 If there is one area of law that should be universally
understood as being largely outside the purview of the Supreme Court’s social engineering reach, it is immigration. Article I,
Section 8, of the Constitution states that Congress shall have the power
to “establish an uniform Rule of Naturalization.”2 The power of naturalization is, with great propriety,
confided to Congress, since, if left to the States, they might naturalize
foreigners upon very different, and even upon opposite systems; and, as the
citizens of all the States, have common privileges in all, it would thus be in
the power of any one State to defeat the wholesome policy of all the others in
regard to this most important subject. Congress alone can have the power to
pass uniform laws, obligatory on all the States; and thus to adopt a system,
which shall secure all of them against any dangerous results from the
indiscriminate admission of foreigners to the right of citizenship upon their
first landing on our shores. And, accordingly, this power is exclusive to
Congress.14 The first effort to control immigration and naturalization
came with the Naturalization Act of 1790, when Congress set the residency
requirement for U.S. citizenship at two years. In 1795, the requirement was
increased to five years. The Alien and Sedition Acts of 1798 were dramatic
attempts by Congress, then controlled by the Federalist Party of John Adams and
Alexander Hamilton, to address both a national security threat and a political
challenge to the Federalists’ power.15 The first
was the imminent threat of war with France and the second was the trend of new
immigrants to ally with the Republican Party headed by Thomas Jefferson. Among
the many things these acts did was criminalize criticism of the federal
government and increase the time an immigrant had to live in the United States
before becoming a citizen from five to fourteen years. They also provided for
the deportation of aliens from “enemy” states and allowed the president to
imprison enemy aliens during wartime.16 When Jefferson won the presidency and his party took control
of both houses of Congress in 1800, the Alien and Sedition Acts were repealed.
Congress also returned the residency requirement for U.S. citizenship to five
years. Beyond these actions, no real effort was made by Congress to limit
immigration in this country until 1875, when Congress passed the first
immigration act that restricted entry of aliens to the United States.17
The act prohibited immigration by slaves, prostitutes, and Chinese “coolies.”18
Later laws imposed temporary or permanent restrictions on entry by Chinese
emigrants and other groups. Congressional legislation has repeatedly, over the last two
centuries, added, modified, or removed the residency, gender, race, and age
requirements to become a U.S. citizen. The Naturalization Act of 1855, for
example, opened U.S. citizenship to immigrant women who married a citizen or
whose husband became naturalized.19 More recently, in 1996, Congress enacted the Illegal
Immigration Reform and Immigrant Responsibility Act (IIRIRA), which gave
immigration officers the authority to summarily deport an alien if the officer
determines that the alien has engaged in fraud or misrepresentation, or that the
alien does not possess valid documents.20 It also
delegated to the attorney general—not to the Supreme Court—sole authority to
naturalize individuals. Congress specifically stated in the IIRIRA that courts
could no longer review an attorney general’s decision to remove an alien “on the
basis of most criminal convictions.”21 Congress’s rationale for keeping naturalization an executive
branch function is that deportation hearings do not determine whether an alien
is guilty of any crime. By simply kicking someone out of our country, the
federal government is not, in a legal sense, punishing that person. Unfortunately, while recognizing in some cases Congress’s
basic authority to write immigration law, a majority of justices on the Supreme
Court have on several occasions used two constitutional provisions to insert the
Court’s institutional nose under the immigration tent. The Court discovered that
the equal protection and due process clauses in the Fifth22
and Fourteenth23 Amendments granted the judiciary
all of the authority it will ever need to rewrite America’s immigration laws. However, the Supreme Court has chosen in successive decisions
to extend the premise of equal protection and due process to include equal
access to social benefits as well. In fact, in Graham v. Richardson,24
a 1971 case, the Court said “this Court now has rejected the concept that
constitutional rights turn upon whether a governmental benefit is characterized
as a ‘right’ or as a ‘privilege.’”25 This wasn’t always the case. The Court, particularly in the
years leading up to World War I, recognized the importance of distinguishing
between citizens and noncitizens and in making and managing public policy. In
1915, in Heim v. McCall, the Supreme Court decided in favor of New York’s
authority to show preference in hiring citizens for transit authority projects.
Justice Joseph McKenna wrote: The basic principle of the decision of the Court of
Appeals was that the State is a recognized unit and those who are not citizens
of it are not members of it. Thus recognized it is a body corporate and, like
any other body corporate, it may enter into contracts and hold and dispose of
property. In doing this, it acts through agencies of government. These
agencies, when contracting for the State, or spending the State’s moneys, are
trustees for the people of the State. ... And it has hence decided that in the
control of such agencies and the expenditures of such moneys it could prefer
its own citizens to aliens without incurring the condemnation of the National
or the state constitution.26 In Heim, in fact, the Court specifically rejected the
argument that the Fourteenth Amendment precluded states from discriminating
against non-citizens in the distribution of public benefits. “[I]t belongs to
the State, as the guardian of its people, and having control of its affairs, to
prescribe the conditions upon which it will permit public work to be done on its
behalf, or on behalf of its municipalities.”27 In other words, the Supreme Court of 1915 deferred to the
judgment of the state governments to determine how public funds should be
distributed—exactly as the framers of the constitution intended. In 1927, in Ohio ex rel. Clarke v. Deckebach Auditor,
the Court reinforced the Heim decision, specifically rejecting the equal
protection argument advanced under the Fourteenth Amendment, and rejected the
premise that the Court should exercise unfounded authority and write new law
through its opinions.28 An 1815 treaty between the
United States and Britain guaranteed that “the merchants and traders of each
nation...shall enjoy the most complete protection and security for their
commerce.”29 A merchant in Cincinnati, who was a
resident alien and a subject of the British Empire, was denied a license to
operate a pool hall because city ordinances required that such licenses be
issued only to U.S. citizens. Justice Harlan Stone, in a unanimous decision,
stated: Some latitude must be allowed for the legislative
appraisement of local conditions...and for the legislative choice of methods
for controlling an apprehended evil. It was competent for the city to make
such a choice, not shown to be irrational, by excluding from the conduct of
business an entire class rather than its objectionable members selected by
more empirical methods.30 But the Court, in a number of cases over the last four
decades, has determined not only that aliens—even illegal aliens—are “persons”
as defined in the Fifth and Fourteenth Amendments, but also that their status is
increasingly indistinguishable from that of citizens. So while the Constitution
gives to Congress the sole authority to determine how many immigrants may enter
the country, how immigrants can become citizens of the United States, and
whether those immigrants should be able to avail themselves of the benefits of
U.S. citizenship, the Court has chosen on several occasions to ignore the
express direction of the founders and usurp that authority for itself. The first of these cases was Graham v. Richardson,
which involved the rules established by two states for aliens to receive welfare
benefits.31 In the 1960s, Pennsylvania and Arizona
required that permanent resident aliens in those states meet minimum residency
requirements in order to receive certain welfare benefits. Arizona, for example,
required that to qualify for welfare a resident alien must have lived in the
state for fifteen years.32 State officials were
concerned that, without minimum residency requirements, aliens would move from
state to state depending on the benefits they could receive.33 In 1969, Carmen Richardson, a sixty-four-year-old Mexican
native who had legally emigrated to Arizona thirteen years before, became
disabled. She filed for welfare benefits but was turned down because she did not
meet the state’s fifteen-year residency requirement.34
Richardson subsequently filed suit in federal court in Arizona, claiming that
the residency requirement violated the equal protection clause of the Fourteenth
Amendment and her constitutionally protected right to travel. Richardson’s case
was joined with other cases in Arizona and Pennsylvania and heard by the U.S.
Supreme Court after lower courts accepted her arguments and ruled in her favor.35 In rejecting the established principle that states have a
right and a responsibility to husband their limited resources for their citizens
and long-standing legal residents, Justice Harry Blackmun wrote: We agree with the three-judge court in the Pennsylvania
case that the justification of limiting expenses is particularly inappropriate
and unreasonable when the discriminated class consists of aliens. Aliens like
citizens pay taxes and may be called into the armed forces...aliens may live
within a state for many years, work in the state and contribute to the
economic growth of the state.... There can be no “special public interest” in
tax revenues to which aliens have contributed on an equal basis with the
residents of the state.... Accordingly, we hold that a state statute that
denies welfare benefits to resident aliens and one that denies them to aliens
who have not resided in the United States for a specified number of years
violate the Equal Protection Clause.36 Blackmun also invoked a test for courts to use to decide
whether a citizenship requirement for benefits from a state or federal agency is
permissible. “The Court’s decisions have established that classifications based
on alienage, like those based on nationality or race, are inherently suspect and
subject to close judicial security.”37 In other
words, lawmakers could only use noncitizenship if they could demonstrate a
compelling government interest in doing so—a hurdle that would be nearly
impossible to overcome. The real question the Court should have addressed—and the one
that would have profound constitutional implications—is: Who gets to determine
whether aliens are eligible for certain benefits? Who sets policy? Clearly, if
there is a desire to create a national standard for eligibility of federal
programs, Congress should make that decision. If the program is exclusive to a
particular state, the relevant state government should make that decision. The
Court simply abrogated the explicit and inherent authority of those elected
legislative bodies and imposed its own preference. The Court also found that the Civil Rights Act of 1866, which
guaranteed equal rights to every citizen in every state, included a protected
right to travel among the states.38 The Court
ruled that creating residency requirements for aliens would inhibit their right
to travel. Again, the Court simply created a new constitutional right—the right
to travel—and then extended that “right” to aliens. In 1976, the Supreme Court ruled in the case Hampton v.
Mow Sun Wong that citizenship was an unconstitutional requisite to holding a
government job.39 In 1970, five resident alien
civil service employees were dismissed from their jobs in the Post Office,40
the Heath, Education, and Welfare Department,41
and other federal agencies because it was discovered that they were not U.S.
citizens as required by Civil Service Commission regulations. The five sued the
commission in federal court. The Supreme Court ruled unanimously that the citizenship
requirement violated the due process and equal protection clauses and legal
aliens’ right to liberty. Justice John Paul Stevens wrote: The rule enforced by the Commission has its impact on an
identifiable class of persons who, entirely apart from the rule itself, are
already subject to disadvantages not shared by the remainder of the community.
Aliens are not entitled to vote and, as alleged in the complaint, are often
handicapped by a lack of familiarity with our language and customs. The added
disadvantage resulting from the enforcement of the rule—ineligibility for
employment in a major sector of the economy—is of sufficient significance to
be characterized as a deprivation of an interest in liberty.... By reason of
the Fifth Amendment, such a deprivation must be accompanied by due
process....It follows that some judicial scrutiny of the deprivation is
mandated by the Constitution.42 The unanimous vote of the Court notwithstanding, the
reasoning behind the Hampton decision is another example of the Court reaching
into an area the Constitution reserves for Congress—and that Congress in
successive immigration and naturalization acts delegated to the executive
branch. The legislative history cited—yet ignored—by Stevens in the Hampton
decision even demonstrated that it was the intention of Congress that civil
service jobs be reserved for U.S. citizens or, at least, to aliens who had
pledged permanent allegiance to the country.43 The Court had to manufacture the premise that denying
resident aliens a civil service job somehow infringed on their liberty to obtain
a job at all, and that there was no valid reason for ensuring that government
jobs go primarily to U.S. citizens. In 1973, in Sugarman v. Dougall, New York’s civil
service law included the requirement that all state civil servants be U.S.
citizens.44 Four low-level state employees, who
were resident aliens, were dismissed from their positions once their citizenship
status became known.45 They then sued the state,
claiming that the statute violated their Fourteenth Amendment due process
rights.46 In an 8-1 decision (only Justice William Renquist dissented)
the Supreme Court built on the Graham and Hampton decisions and
continued to reverse the position it took in the 1915 cases that states have the
right to distinguish between citizens and noncitizens in their public
expenditures. In Sugarman, the Court found that while states could indeed
differentiate between citizens and noncitizens in certain types of jobs, those
jobs had to be very narrowly defined and limited specifically to the functions
of the government—such as law enforcement and senior policymaking positions.
Citizenship was not a material requirement for other civil service positions, so
requiring it for those positions violated an immigrant’s Fourteenth Amendment
rights.47 Renquist, however, offered a brilliant response in his
solitary dissent: The Court, by holding…that a citizen-alien
classification is ‘suspect’ in the eyes of our Constitution, fails to mention,
let alone rationalize, the fact that the Constitution itself recognizes a
basic difference between citizens and aliens. That distinction is
constitutionally important in no less than 11 instances in a political
document noted for its brevity…. Not only do the numerous classifications on
the basis of citizenship that are set forth in the Constitution cut against
both the analysis used and the results reached by the Court in these cases;
the very Amendment which the Court reads to prohibit classifications based on
citizenship establishes the very distinction which the Court now condemns as
‘suspect.’ 48 The 1982 Plyler v. Doe decision is perhaps the most
egregious of the Court’s immigration rulings.49 In
the 1960s and 1970s, a rising tide of illegal immigrants crossed the border from
Mexico into Texas to take advantage of the better economic climate and quality
of life in the United States. By 1975, the financial strain of the influx had
started to choke the already crowded school systems in Texas border towns. In
response, Texas enacted a new law concerning children not legally admitted to
the United States that allowed local school districts to deny their enrollment
and withheld from local school districts state funds to educate these children.50 Numerous lawsuits were brought on behalf of several children
challenging the new law, which were consolidated in the case Plyler v. Doe.
In a 5-4 decision, Justice William Brennan, writing for the majority, went so
far as to extend the term “person” in the Fourteenth Amendment to include
illegal aliens, by virtue of their physical presence in the United States.51 Moreover, Brennan found that the children of illegal
immigrants weren’t responsible for their illegal entry into the country,
therefore, “legislation directing the onus of a parent’s misconduct against his
children does not comport with fundamental conceptions of justice.”52 While the Court recognized that there is no constitutionally
enumerated “right” to a free public education, Brennan stated: [N]either is [a public education] merely some
governmental ‘benefit’ indistinguishable from the other forms of social
welfare legislation. Both the importance of education in maintaining our basic
institutions, and the lasting impact of its deprivation on the life of the
child, mark the distinction. The American people have always regarded
education and [the] acquisition of knowledge as matters of supreme
importance…. We have recognized the public schools as a most vital civic
institution for the preservation of a democratic system of government….And
these historic perceptions of the public schools as inculcating fundamental
values necessary to the maintenance of a democratic political system have been
confirmed by the observations of social scientists.53 But Brennan wasn’t done. When he moved to the question of
whether the equal protection clause applied to extending social benefits to
illegal aliens, he determined that because Texas had essentially delineated
illegal aliens as a distinct “class” of people, they must be treated equally
with every other person in the state. Not to do so in this instance—the
provision of a free public education—would violate the equal protection clause.54
In Plyler, the Court decided that any conglomeration of people, regardless of
the reason for their classification under law, had to be treated identically
with every other class of people. Brennan also said that irrespective of the financial burden
imposed on the community or the state by illegal aliens, the cost was not
sufficient to justify preventing illegal immigrants from availing themselves of
a free public education.55 Chief Justice Warren Burger, writing the dissenting opinion
for himself and Justices Byron White and Rehnquist, summed up the true nature of
the Court’s action: The Court makes no attempt to disguise that it is acting
to make up for Congress’s lack of ‘effective leadership’ in dealing with the
serious national problems caused by the influx of uncountable millions of
illegal aliens across our borders. The failure of enforcement of the
immigration laws over more than a decade and the inherent difficulty and
expense of sealing our vast borders have combined to create a grave
socioeconomic dilemma. It is a dilemma that has not yet even been fully
assessed, let alone addressed. However, it is not the function of the
Judiciary to provide ‘effective leadership’ simply because the political
branches of government fail to do so.56 The Supreme Court has reached into other areas to find rights
for immigrants that the Constitution, Congress, and the executive branch never
intended. In 1973, in In Re Griffiths, the Court ruled that a state could
not deny noncitizens the right to take the bar exam and become licensed,
practicing attorneys—again thanks to the hidden meaning the Court found in the
equal protection clause.57 In 1977, in Nyquist v. Mauclet, the Court decided by a
5-4 vote that it was unconstitutional for New York to require resident aliens to
at least apply for U.S. citizenship before becoming eligible for financial aid
for education.58 The Court, as a practical matter, is in no position to
substitute its policy objectives for that of a legislature or Congress. It sits
as an adjudicative body, insulated from the kind of give-and-take that occurs
between the citizenry and their representatives. It has no responsibility for
the kind of balancing act elected officials must undertake in weighing public
priorities. September 11, 2001, underscored that we need greater
government scrutiny over our borders and immigration. Congress’s role in
drafting and the executive’s authority in enforcing immigration law have never
been more important, and the judiciary’s interference with these constitutional
roles has never been more dangerous. Endnotes
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